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New rules will require firms to provide more details with watchdogs, including investments, borrowing and counterparty exposure.
February 8 -
The service issued guidance Friday saying a redemption of shares in a money market fund won't be treated as part of a wash sale, which would subject it to taxes.
September 29 -
The SEC's recently finalized rule on private fund advisors will impose new requirements.
September 8 -
Hedge funds and private equity firms will have to disclose more about their fees and face new restrictions from the Securities and Exchange Commission on giving investors special treatment.
August 24 -
The Securities and Exchange Commission adopted new rules and amendments aimed at tightening the regulation of private fund advisors.
August 23 -
More art than science, financial advisors can face difficulty in determining what constitutes a "substantially identical" security.
May 30 -
Tax-loss harvesting can eke out some extra percentage points of return — if you don't try to time the market and miss a rebound.
May 23 -
Danish prosecutors allege Shah oversaw a trading scam using a loophole on dividend payouts to reap duplicate tax refunds.
April 4 -
The cash-like instruments have garnered hundreds of billions of dollars since the banking crisis began.
March 28 -
A new paper finds that baskets of single stocks are a better bet for minimizing capital gains taxes.
February 7