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A study found that when a company has bad news, it issues unrelated press releases on the same day it files with the SEC.
May 4 -
Enforcement actions increased 55% in 2022, although total monetary settlements were down more than 60%.
April 27 -
The nonprofit software company settled with the commission over charges that it failed to disclose a cyber breach with a potentially material impact.
March 10 -
The IRS in a separate filing asked a court to compel Kraken to turn over its books and other data.
February 10 -
"Proof of reserves is neither a full accounting of the assets and liability of a company, nor does it satisfy segregation of customer funds under the securities laws," said SEC chair Gary Gensler.
December 23 -
The U.S. Supreme Court signaled it may open a new avenue for companies and people to fight off complaints by the Securities and Exchange Commission and Federal Trade Commission.
November 8 -
The court is turning its anti-regulatory campaign toward the federal agencies that are scrutinizing Wall Street banks and seeking to break up Meta.
November 7 -
Kardashian was paid $250,000 to post on her Instagram account about EMAX tokens, a crypto asset offered by EthereumMax.
October 3 -
The Top 10 Firm was penalized for improper professional conduct for failing to properly audit a client.
September 30 -
The Securities and Exchange Commission has reached a settlement with 16 Wall Street firms over failures to maintain and preserve electronic communications.
September 28