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The commission charged the Top 100 Firm for failing to comply with the standards of the PCAOB while conducting audits of two public companies from 2017 through 2020.
September 27 -
The whistleblower program ignores its own rules, shields much of its work from the public, and has been a financial boon for law firms that hired former agency officials
July 27 -
There’s a simple technical fix for the exam cheating that landed Ernst & Young with a $100 million fine from the SEC, but the problems go deeper.
June 30 -
The penalty for cheating on CPA ethics exams and misleading investigators was the largest ever levied by the commission against an accounting firm.
June 28 -
The Big Four firm admitted that dozens of its audit personnel cheated on the ethics portion of the exam, and that it misled regulators probing the misconduct.
June 28 -
The commission charged the Top 20 Firm and three of its partners Wednesday, and the firm agreed to pay a $1.9 million penalty to investors.
June 8 -
A former Domino’s accountant settled charges that used confidential information to trade ahead of the company’s earnings announcements.
April 22 -
The chair said his agency and the top U.S. derivatives regulator should work together to rein in cryptocurrency exchanges.
April 5 -
Gary Gensler signaled that only total compliance with U.S. audit inspections will allow the companies to keep trading on American markets.
March 31 -
The Securities and Exchange Commission eased up dramatically on accounting and enforcement activity last year during a period of transition at the SEC, but the Public Company Accounting Oversight Board increased its enforcement amid a shakeup at the PCAOB.
February 16