The Center for Audit Quality and the American Institute of CPAs have issued a member alert discussing regulatory changes for audits and attestation engagements of brokers and dealers and futures commission merchants, including entities that are dually registered.
The alert aims to highlight for audit firms certain auditing considerations in response to regulatory changes from the Securities and Exchange Commission and the Commodity Futures Trading Commission , along with related guidance and standards issued by the Public Company Accounting Oversight Board.
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