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Private companies looking to go public will need to be ready to prepare periodic financial reports, demonstrate effective internal control over financial reporting and manage investor relations
October 26
Stout -
The Public Company Accounting Oversight Board appointed James McNamara as its first-ever chief operating officer
October 24 -
Public companies that have to disclose bad news to regulators are likely to issue press releases announcing unrelated news to distract investors.
October 20 -
Commenters on any of these files are advised to check the relevant comment file on SEC.gov to see if their comment was received and posted.
October 11 -
Kardashian was paid $250,000 to post on her Instagram account about EMAX tokens, a crypto asset offered by EthereumMax.
October 3 -
The Top 10 Firm was penalized for improper professional conduct for failing to properly audit a client.
September 30 -
Deloitte's member firm in China agreed to pay a $20 million penalty to settle charges with the Securities and Exchange Commission that the firm asked its audit clients to do their own auditing work.
September 29 -
Switching accounting firms had been seen by some companies as a way to satisfy a 2020 law that threatens to remove businesses from the NYSE and Nasdaq if U.S. officials can't inspect their audit work papers.
September 29 -
The Securities and Exchange Commission has reached a settlement with 16 Wall Street firms over failures to maintain and preserve electronic communications.
September 28 -
The commission's Investor Advisory Committee suggested reforms to the way the board operates.
September 23 -
PCAOB inspections will take place in Hong Kong under a preliminary agreement reached between American and Chinese regulators to avoid delisting.
September 16 -
The commission has accused California-based VMware of running a scheme that used license key delays as its mechanism.
September 13 -
The commission announced plans to add the new unit to its Division of Corporate Finance's Disclosure Review Program.
September 12 -
The warning follows several businesses switching to U.S. auditors amid an ongoing dispute between regulators in Washington and Beijing.
September 7 -
The board's target team of inspectors focused on special purpose acquisition companies, fraud, going concern issues, cash and cash equivalents during its inspections of auditing firms last year, according to a new report.
August 31 -
The PCAOB has picked some Chinese companies for the first batch of inspections after reaching a deal with China to end a decades-long impasse.
August 31 -
The merger between BKD and DHG put their combined firm at the top of the roster.
August 31 -
Under the agreement, inspectors will be able to see complete work papers without any redactions and select any issuer audits.
August 26 -
American officials would be able to review audit documents of Chinese businesses that trade in the U.S., a first step toward avoiding the delisting of about 200 firms from New York.
August 26 -
Publicly traded firms will have to disclose more details about how senior managers are paid, including performance incentives.
August 25












