SEC

The commission filed insider trading charges against a former Coinbase employee -- but some argue that the assets involved aren't under its jurisdiction.

To truly reap the benefits of ESG, it’s critical for companies to enact secure data standards, making metrics consistent, accurate and trackable.

The clock is ticking to avoid a 2024 deadline for kicking businesses off the NYSE and Nasdaq unless U.S. regulators get full access to inspect their audit work papers.

U.S. and Chinese officials have been negotiating for more than two years to ensure staff from the PCAOB can access the audit papers of Chinese companies traded in the U.S. 

Progress hinges in part over the scope of redactions in audit work papers of Chinese companies.

The Securities and Exchange Commission and other federal agencies have been keeping watch as the capital markets go through a period of volatility amid rising inflation and interest rates, looking for telltale signs of financial fraud.

With 2022 getting off to a slightly slower start, J&S Associate netted five new engagements.

Applications for orders under the Advisers Act on EDGAR; confidential treatment requests for Form 13F filings on EDGAR; and Form ADV-NR must now be filed electronically.

Crypto companies that have been trying to go public since last year’s boom remain stuck in a lengthy back-and-forth with U.S. regulators, adding to the pile of challenges facing the industry.

The Securities and Exchange Commission is requiring some financial forms that currently are allowed to be filed or submitted in paper format to be filed or submitted electronically.

Errors and misstatements were headed down, according to a report from Audit Analytics, but instead they hit a 15-year high.

Several hurdles remain in an impasse over audits on U.S.-listed Chinese companies to avoid forcing them off American exchanges as early as next year, an SEC official said.

The Securities and Exchange Commission is taking its biggest step yet to stop money managers from misleading investors when they claim their funds are focused on environmental, social or governance issues.

TradeZero has settled with the commission over charges that it misled investors when it said it does not restrict access to meme stocks.

Columnist emeritus Paul Miller returns for another installment of “The Spirit of Accounting” to ask if standard-setting should be taken out of accountants’ hands.

The board named the members the Investor Advisory Group and the Standards and Emerging Issues Advisory Group, and scheduled their initial meeting dates.

The Securities and Exchange Commission extended the comment period Monday for approximately a month on its proposed rules for climate-related disclosures, giving commenters until June 17, 2022 to send in their feedback.

U.S. regulators expanded the list of businesses that face possible expulsion from American exchanges because of Beijing’s refusal to allow access to the businesses’ audits.

The revamped board updated its standard-setting and research agendas Wednesday as it takes on new projects.

The commission has nearly doubled the size of the Division of Enforcement's Crypto Assets and Cyber Unit.