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Millions in clients' funds was steered into a sports ticketing business.
December 20 -
The Securities and Exchange Commission said Thursday that its enforcement director, Andrew J. Ceresney, plans to leave the SEC by the end of the year.
December 8 -
Audit deficiencies at public companies decreased for the first time in five years in 2015, but remain high, according to a new analysis.
December 2 -
Automobile manufacturer Tesla Motors is dropping the use of some non-GAAP financial measures in its earnings releases after receiving several letters from the Securities and Exchange Commission criticizing the practice.
November 29 -
Wesley R. Bricker has been named chief accountant of the Securities and Exchange Commission, succeeding James Schnurr, who is retiring.
November 22 -
Mary Jo White has stepped to the front of the line of financial regulators moving aside for Donald Trumps administration.
November 14 -
The Securities and Exchange Commission has appointed a new deputy chief accountant in the Office of the Chief Accountant, Marc A. Panucci, a partner in PwCs national professional services group.
November 2 -
The Securities and Exchange Commission has initiated proceedings against an audit partner at PricewaterhouseCoopers accusing him of not doing enough to audit a venture capital fund whose manager was stealing money.
October 31 -
A group of Senators, including Elizabeth Warren, D-Mass., and Bernie Sanders, I-Vt., are asking KPMG about the quality of its audits in the wake of the recent scandal involving Wells Fargos opening of millions of unauthorized customer accounts.
October 27 -
A Houston-based company, FMC Technologies, has agreed to pay a $2.5 million penalty to resolve charges that it overstated profits in one of its business segments, the Securities and Exchange Commission said Thursday.
October 20