SEC enforcement

The commission said the sports apparel company booked revenues earlier than it should have because it was at risk of missing analyst estimates.

Alex Oh abruptly resigned Wednesday, citing a complication in a case from her prior legal career.

While activity at both regulators declined early in the COVID-19 pandemic, it only recovered at the commission.

The new commissioner is poised to confront everything from the fallout of the GameStop trading frenzy to the deluge of SPACs.

U.S. regulators are throwing another wrench into Wall Street’s SPAC machine by cracking down on how accounting rules apply to a key element of blank-check companies.

The commission is starting to implement a tough law passed at the end of the Trump administration, aimed largely at Chinese stocks.

The Securities and Exchange Commission suspended two former KPMG auditors accused of improper professional conduct during an audit of the now defunct College of New Rochelle.

Embattled Chinese coffee chain Luckin Coffee Inc. filed for Chapter 15 bankruptcy in New York, less than a year after the company said that more than a quarter’s worth of business may have been faked.

President-elect Joe Biden’s team of financial regulators is taking shape, with progressive favorites being chosen for the top jobs at the Securities and Exchange Commission and the Consumer Financial Protection Bureau — moves that mean Wall Street should prepare itself for a new era of tougher oversight and stricter rules.

A recent case is a warning that companies must disclose the financial impact of the pandemic.