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The Securities and Exchange Commission rewarded the whistleblower who exposed potential securities law violations in connection with their audit-related responsibilities.
December 15
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The commission says the company financial disclosures were misleading.
December 9
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The restaurant chain failed to adequately disclose the financial impact of the pandemic.
December 7
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Jay Clayton, who has led the U.S. Securities and Exchange Commission for most of President Donald Trump’s term in office, said in a statement Monday that he will step down at the end of the year.
November 16
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The Division of Enforcement's annual report also highlights non-pandemic-related issues that arose in fiscal year 2020 and strategic operational changes.
November 3 -
The award is the highest in the history of the congressional program.
October 27 -
General Electric Co. warned that it’s likely to face Securities and Exchange Commission allegations of accounting misdeeds, setting back CEO Larry Culp’s effort to put the company’s rocky past behind it.
October 7
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The commission filed settled actions against two public companies and two former executives for improper reporting of quarterly EPS.
September 28
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GSX Techedu is the latest case of a U.S.-listed Chinese company facing greater scrutiny on accounting issues amid rising tensions.
September 3
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With the recent economic slowdown, companies are under increased pressure to show stability, or even growth, and paint a rosy picture for investors.
August 18
