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New rules will require firms to provide more details with watchdogs, including investments, borrowing and counterparty exposure.
By Ben BainFebruary 8 -
The West Virginia senator is calling on the commission to reconsider a plan to require companies to disclose information about their greenhouse gas pollution.
By Ben BainApril 5 -
Gary Gensler signaled that only total compliance with U.S. audit inspections will allow the companies to keep trading on American markets.
By Robert Schmidt and Ben BainMarch 31 -
Companies will need to reveal detailed information about their greenhouse gas pollution under a new U.S. Securities and Exchange Commission plan, marking a major shift in how corporations must show they are dealing with climate change.
March 21 -
Under a commission proposal, funds’ financial statements would need to be audited at least annually.
By Ben BainFebruary 9 -
U.S. regulators have long said they’re dubious about the green and socially conscious labels that Wall Street applies to $35 trillion in so-called sustainable assets. Now, the watchdogs are hunting for proof that they’re right.
By Ben Bain and Saijel KishanSeptember 3 -
The commission wants corporations to reveal more about climate risks, a push Wall Street and the biggest tech companies say will lead to a barrage of lawsuits.
By Ben BainJune 29 -
Alex Oh abruptly resigned Wednesday, citing a complication in a case from her prior legal career.
By Ben Bain and Matt RobinsonApril 29 -
The new commissioner is poised to confront everything from the fallout of the GameStop trading frenzy to the deluge of SPACs.
By Ben BainApril 14 -
U.S. regulators are throwing another wrench into Wall Street’s SPAC machine by cracking down on how accounting rules apply to a key element of blank-check companies.
April 13 -
The commission is starting to implement a tough law passed at the end of the Trump administration, aimed largely at Chinese stocks.
By Ben BainMarch 25 -
President-elect Joe Biden’s team of financial regulators is taking shape, with progressive favorites being chosen for the top jobs at the Securities and Exchange Commission and the Consumer Financial Protection Bureau — moves that mean Wall Street should prepare itself for a new era of tougher oversight and stricter rules.
January 19 -
Gary Gensler, a former head of the U.S.’s main derivatives regulator, is President-elect Joe Biden’s likely pick to lead the Securities and Exchange Commission, according to two people familiar with the matter.
January 12 -
The work-from-home phenomenon has triggered a fresh frustration for U.S. corporations: Americans are blowing the whistle on their employers like never before.
By Matt Robinson and Ben BainJanuary 12 -
Jay Clayton, who has led the U.S. Securities and Exchange Commission for most of President Donald Trump’s term in office, said in a statement Monday that he will step down at the end of the year.
By Ben BainNovember 16 -
Regulators are making it harder for small-time shareholders to put forth proposals aimed at cracking down on excessive pay, climate change and other corporate governance concerns.
By Ben BainSeptember 23 -
U.S. Securities and Exchange Commission Chairman Jay Clayton was surprised and dismayed by the political battle that quickly erupted over his pending nomination to be the top federal prosecutor in New York, said people familiar with the matter.
By Robert Schmidt and Ben BainJune 22 -
The Senate overwhelmingly approved legislation Wednesday that could lead to Chinese companies such as Alibaba Group Holding Ltd. and Baidu Inc. being barred from listing on U.S. stock exchanges amid increasingly tense relations between the world’s two largest economies.
By Ben BainMay 21 -
Accounting giant PwC’s work for Mattel Inc. is being reviewed by the top U.S. audit watchdog after the toymaker said it would restate some previous financial results because of a bookkeeping error, according to a person familiar with the matter.
By Ben Bain and Matt TownsendNovember 11 -
Rising tensions between Washington and Beijing have prompted some White House officials to fixate on a provocative question with big implications for global markets: Why can Chinese companies sell shares in the U.S. when American regulators are barred from inspecting their books?
By Ben BainOctober 11















