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Three senators have reintroduced a bill that would exempt small broker-dealers from the expanded audit requirements of the Dodd-Frank Act of 2010 and reinstate looser auditing requirements.November 7
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Clawbacks on incentive-based compensation for executives could lead to misconduct and misreporting of financial results, according to a new academic study.June 7
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The latest effort to overhaul the post-financial crisis rule would replace the proposed "accounting prong" for determining which kinds of trades are prohibited.April 25
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One crucial requirement is an indisputable audit trail that satisfies the evidence requirements of even the most scrutinizing auditor.August 7
PresidentVeriato
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The rollback of Dodd-Frank requirements may have an impact on the credit loss standard.August 3
ALLL marketing managerSageworks
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A new study finds companies that have the ability to recoup compensation from managers generally try to protect the integrity of their accounting.June 8
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The U.S. House has approved a sweeping overhaul of bank regulations, sending to President Donald Trump a bill that will give him a chance to make good on his vow to "do a big number" on the Dodd-Frank Act.May 22
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The Senate's recent passage of legislation exempting smaller financial institutions from some requirements could help clients.March 23
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The U.S. Supreme Court narrowed an anti-retaliation provision in the 2010 Dodd-Frank financial law, insulating publicly traded companies from some whistleblower lawsuits.February 21
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The Securities and Exchange Commission’s whistleblower program demonstrated during fiscal year ended Sept. 30, 2017 that it continues to be a remarkable tool for combating securities fraud in the United States and strengthening capital markets.January 9
Litigation DirectorBDO USA, LLP
