SEC HELPING INVESTORS, COMPANIES AFFECTED BY KATRINA: The Securities and Exchange Commission has joined the growing list of companies and agencies mobilizing to provide relief to the victims of Hurricane Katrina.The SEC divisions and offices that oversee publicly traded companies, accountants, mutual funds, brokerage firms and transfer agents, among others, are preparing relief measures, including extensions of filing deadlines and suspension of requirements to deliver documents to hurricane-affected areas.
The relief effort would also enable broker/dealers to provide access to accounts held at offices that are no longer operable. The commission is also working with banking agencies and self-regulatory organizations.
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