SEC

The board imposed monetary penalties and sanctions Tuesday against two firms that had been working with unregistered Chinese auditors.

The CSRC called for faster implementation of a new rule surrounding overseas listings that may remove a hurdle for U.S. regulators.

Accounting-related securities class-action lawsuits filings and settlements declined sharply last year, reversing a three-year trend.

The Big Four firm is adjusting to a new, tougher regulatory environment, even as it rolls out its latest auditing technology.

The CSO is the hot new spot in the C-suite, but there’s little consensus over the job description, qualifications or even the goals.

The West Virginia senator is calling on the commission to reconsider a plan to require companies to disclose information about their greenhouse gas pollution.

The chair said his agency and the top U.S. derivatives regulator should work together to rein in cryptocurrency exchanges.

The revised draft rules deleted the requirement that on-site inspections should be mainly conducted by Chinese regulatory agencies or rely on their inspection results.

A growing number of trading platforms are safeguarding digital assets for their users and maintaining the cryptographic keys necessary to access the tokens.

Chinese authorities are preparing to give U.S. regulators full access to auditing reports of the majority of the 200-plus companies listed in New York as soon as the middle of this year.